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1. Introduction: impossible objects and ambiguous figures
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Figure 1. Léander, "Statue of an impossible tribar", oil on canvas, 70x70 cm, 1984
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The author of the drawing opposite (fig. 2) has combined considerable
mathematical imagination with a generous portion of technical
skill to produce a new type of flywheel. Its individual components
are detailed in the plans pinned to the wall on the left,
while the frontal view of the axle hanging on the right reveals
the design of a quadratic wheel. But the viewer remains rightly
unconvinced: no such wheel can be built. There is nothing impossible
about the six beams composing the outer rim of the wheel, even though
they do not lie within the same plane, but the four spokes simply
cannot be attached as shown. The inventor of this particular wheel
challenges us to find even one join within the entire composition
which is demonstrably false. But as we soon discover, all are correct.
And yet... the object illustrated here in such precise detail
cannot exist in space: it is an impossible object! Only by separating
the joins at certain points do we arrive at an object which can
indeed be built - Figure 3 shows one of the possibilities.
The result, however, is something entirely different to what the
inventor originally intended: a bizarre three-dimensional
construction whose possibility has left it useless...
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Figure 2. Sandro del Prete, "The quadrature of the wheel", pencil drawing
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Figure 3
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Sandro del Prete has incorporated two impossible tri-bars into
this "impossible wheel". The tribar is the simplest and at the
same time the most fascinating of all the impossible objects
we know (fig. 4). It looks very "real", and yet it cannot
exist. It is a most peculiar nothing.
Yet its impossibility is not as absolute as that of a square circle,
for example, which can neither be imagined nor drawn. The impossible
objects with which we are concerned can, strangely enough, be easily
visualized, wherein lies their attraction. They open up a new world
and thereby illuminate something of the incredibly complex process
that we call vision. Is an impossible tribar really impossible?
Figure 5 shows how, by separating the arms of such a tribar at
certain points, we arrive at an object that can be built; it is
immediately obvious that we have thereby transformed it into
something entirely different.
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Figure 4. Oscar Reutersvärd, impossible tri-bar
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Figure 5.
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Sandro del Prete's Three Candles (fig. 6) represent a
very different category of impossible object to that of the
impossible tri-bar. Are there three candles, or just two?
If we lower our eyes from the middle flame, we find the
candle on which it is burning fades mysteriously into nothing.
At the same time, if we raise our eyes from what appears to be
the square base of the right-hand candle, we find that its
left-hand side vanishes into the background, so that only
the right side remains. A characteristic feature of such
impossible objects is that they can only be rendered in
black and white; they cannot be coloured in. Three further
drawings by Oscar Reutersvärd are also reproduced on
this page (figs. 7-9). There is something positively irritating
about such images, in which the figure which initially appears
so solid slips away beneath our very eyes. Matter seems to
vanish into void.
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Figure 6. Sandro del Prete, "Three Candels", pencil drawing
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Figure 7.
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Figure 8.
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Figure 9.
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Ambiguous figures form a different category again. In contrast
to impossible objects, which do not exist and which represent
nothing, ambiguous figures may suggest more than one three-dimensional
reality at once. Thus we can interpret the figure at the centre
of Monika Buch's painting (fig. 10) as both a cube projecting
outwards and a concave cubic space. It would be perfectly possible
to design and build two different three-dimensional models of the
picture, one illustrating each interpretation. As we shall see in
Chapter 3, every image projected onto the retina of the eye is
essentially ambiguous, whether we are looking at a picture or at real
objects around us. Fortunately, this rarely causes us problems in
everyday life, since our consciousness accepts only those of the
many pieces of information provided by the image on the retina
which correspond with reality. We only speak of ambiguous figures
where two (and sometimes even more) interpretations of one and the
same figure are plausible.
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Figure 10. Monika Buch, "Illusory cube", acrylic on fibreboard, 60x60 cm, 1983.
Three large bars, themselves each composed of twenty-five small bars,
form a "concave cube". After a few seconds, this suddenly
inverts into a convex cube. Before the EYE switches back to the first,
concave interpretation, we are able to see how the thinner bars
are transformed into transparent streaks, like shafts of
coloured light, illuminating the cube from three sides.
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The first scientists to make a study of impossible objects and ambiguous
figures listed both categories under the heading of "optical illusions".
This is somewhat misleading, however, since in this way the unique character
of such objects is overlooked. Optical illusions are things which we see but
which either do not exist in reality or whose real nature is different.
We regularly encounter optical illusions in our daily lives without recognizing
them as such, simply because we are constantly making allowances for them.
For example, although the moon may appear to follow us as we walk down the
street at night, we know full well that it is actually standing still.
Similarly, the moon appears much bigger when low on the horizon than it does
when high in the sky, but we do not therefore think the moon expands and
contracts every night. When I look out of my window down onto the houses below,
they appear no larger than the jar on my windowsill, yet I give the phenomenon
no second thought. Optical illusions are for the most part an integral aspect
of our perceptual expectations.
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Figure 11. A.J.W.M. Thomassen, "Anachronistic psychological laboratory", 1975
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Certain forms of optical illusion nevertheless possess an unusual character;
some are even named after their "inventor" or discoverer.
In a painting by Prof. A.J.W.M. Thomassen (fig. 11), we see, amongst other
things, the Sander parallelogram (1926; fig. 12). If this particular optical
illusion is new to you, take a ruler and measure for yourself the difference
between the long AB line and the short BC line! The Fraser illusion
(1908; fig. 13) demonstrates the large extent to which the direction of
lines is determined by additional factors: although the letters of the word
LIFE appear to lie crooked, they in fact stand vertical and parallel.
Judging the size of a circle is equally dependent upon the objects surrounding
it (Lipps, 1897; fig. 14): the centre circles in the two patterns are both the same size.
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Figure 12. The Sander illusion
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Figure 13. The Fraser illusion
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Figure 14.
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Such optical illusions have been the subject of research
for over one hundred and fifty years, and they have much
to teach us about the functioning of our sense of sight.
The ambiguity of figures was discussed by Necker as early
as 1832, although impossible objects only began to attract
attention from 1958 on, through the work of Penrose and
his son, whose impossible tri-bar also features in Thomassen's painting.
In this book we shall be showing, amongst other things,
that ambiguous figures and impossible objects are important
not simply for the peculiar light which they throw upon
the phenomenon of vision, but because their discovery by
artists has opened up previously unexplored fields in the
history of art.
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